Review Article | | Peer-Reviewed

Research Progress of Perioperative Sleep Disorders in Patients Undergoing Surgery

Received: 1 February 2025     Accepted: 13 February 2025     Published: 27 February 2025
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Abstract

Perioperative sleep disturbances in surgical patients represent a significant yet often overlooked clinical issue that can profoundly impact postoperative recovery and overall outcomes. Perioperative sleep disorders are common complications in surgical patients, with an incidence rate of up to 50%, significantly impacting postoperative recovery and overall health. These disorders manifest as reduced sleep duration, sleep fragmentation, circadian rhythm disturbances, and pain, peaking in severity on the first postoperative day and persisting in some patients for up to 15 days. Sleep disorders not only increase the risk of postoperative cognitive dysfunction (POCD) but are also closely associated with postoperative fatigue, pain, and dysfunction in the cardiovascular and gastrointestinal systems. The mechanisms involve both physiological and psychological factors, such as surgical stress, inflammatory responses, anxiety, and pain. Assessment tools include the Pittsburgh Sleep Quality Index (PSQI) and polysomnography (PSG). Influencing factors encompass patient age, gender, psychological state, environmental noise and lighting, type of surgery, and anesthetic agents. Prevention and management strategies include psychological interventions, environmental optimization, postoperative analgesia, and pharmacological treatments (e.g., dexmedetomidine, propofol). This comprehensive review delves into the prevalence, underlying mechanisms, risk factors, and potential interventions for sleep disorders during the perioperative period. By synthesizing current evidence, this review underscores the need for heightened awareness and proactive management of perioperative sleep disturbances to enhance patient recovery and surgical outcomes. Future research directions are also discussed, aiming to reducing the risk of POCD and promoting rapid recovery in patients.

Published in American Journal of Nursing Science (Volume 14, Issue 1)
DOI 10.11648/j.ajns.20251401.13
Page(s) 15-21
Creative Commons

This is an Open Access article, distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution and reproduction in any medium or format, provided the original work is properly cited.

Copyright

Copyright © The Author(s), 2025. Published by Science Publishing Group

Keywords

Perioperative, Sleep Disorders, Research Progress

1. Introduction
Studies have shown that perioperative sleep disorders remain a significant challenge for hospitalized patients, with an incidence rate of approximately 50% . Sleep is a naturally occurring reversible state of reduced wakefulness, during which the body restores energy and physical strength, playing a crucial role in maintaining normal physiological activities. Sleep Disorders (SD) refer to a decline in sleep quality or abnormal sleep patterns caused by disruptions in the sleep-wake cycle. Perioperative SD are common complications in surgical patients, manifesting as reduced sleep duration, sleep fragmentation, circadian rhythm disturbances, and pain, with the most severe symptoms typically occurring on the first postoperative day. Approximately one-quarter of patients may experience these disturbances for up to 15 days post-surgery, significantly impacting recovery and overall health. Perioperative SD is an essential component of perioperative rehabilitation, and the Enhanced Recovery After Surgery (ERAS) protocol recommends perioperative sleep management for surgical patients.
2. Epidemiology of Perioperative Sleep Disorders
Sleep is one of the fundamental physiological needs of humans. A healthy adult is recommended to sleep 7-8 hours per day. Consistently sleeping less than 5 hours per night can lead to impairments in cognition, memory, mood, and metabolism. Human sleep architecture is divided into Rapid Eye Movement (REM) sleep and Non-Rapid Eye Movement (NREM) sleep, which alternate throughout the night . Each cycle lasts 90-120 minutes, with 4-6 cycles occurring during a full night's sleep. REM sleep accounts for about 20% of the cycle and is primarily responsible for physical recovery and hormone regulation, while NREM sleep, accounting for 80%, is crucial for restoring higher brain functions such as memory and cognition .
As surgical patients recover, their sleep architecture typically returns to preoperative levels within a week. However, some patients may experience prolonged postoperative sleep disturbances. Halle et al. used a general sleep disorder scale to track the sleep trajectories of lung cancer patients for 12 months post-surgery. They found that preoperative sleep disorders were present in 60.9% of patients, increasing to 68.5% one-month post-surgery, and gradually declining thereafter. Nevertheless, 49.7% of patients still experienced sleep disorders 12 months post-surgery . The primary manifestations of sleep disorders in these patients included insufficient sleep duration, frequent awakenings, and reduced sleep quality. This highlights the importance of screening and addressing sleep disorders in clinical practice, particularly in lung cancer patients who often present with preoperative sleep disturbances.
3. Mechanisms of Perioperative SD
3.1. Physiological Mechanisms
Perioperative stress responses activate the hypothalamic-pituitary-adrenal axis, leading to elevated cortisol levels that disrupt the sleep-wake cycle. Additionally, systemic inflammatory responses triggered by surgical trauma can interfere with sleep regulation. Factors such as anesthesia, postoperative pain, and environmental changes may also disrupt the patient's circadian rhythm, leading to sleep-wake cycle disturbances .
3.2. Psychological Mechanisms
Preoperative anxiety, postoperative pain, and concerns about recovery can induce psychological stress, resulting in difficulty falling asleep or reduced sleep quality. Some patients may experience postoperative cognitive decline, further impairing their ability to regulate sleep .
4. Assessment Methods for Sleep Disorders
4.1. Pittsburgh Sleep Quality Index (PSQI)
The PSQI is the most widely used tool for assessing sleep quality and is considered the gold standard . It evaluates seven components: sleep quality, sleep latency, sleep duration, habitual sleep efficiency, sleep disturbances, use of sleep medications, and daytime dysfunction. The total score ranges up to 21, with scores above 7 indicating the presence of SD. Higher scores reflect more severe sleep disturbances.
4.2. Polysomnography (PSG)
Polysomnography is the gold standard for diagnosing SD, effectively assessing delayed sleep onset, reduced sleep duration, and overall sleep efficiency .
5. Factors Influencing Perioperative Sleep Disorders
5.1. Patient-Related Factors
5.1.1. Age
Older adults are more prone to SD, likely due to age-related declines in melatonin levels . Aging reduces sleep quality and leads to sleep fragmentation, characterized by difficulty falling asleep, shorter sleep duration, and increased nighttime awakenings .
5.1.2. Gender
Socioeconomic, physiological, and psychological factors contribute to gender differences in perioperative SD. A meta-analysis of 29 studies involving 1.265 million patients (718,000 women and 546,000 men) found that women had a 1.41 times higher risk of SD compared to men (95% CI: 1.28-1.55), with this trend being more pronounced in elderly patients . Additionally, studies have shown that men and women respond differently to surgical information, with women more likely to seek help before and after surgery . Preoperative anxiety and fear can exacerbate perioperative sleep disturbances.
5.1.3. Psychological State
In the absence of surgical or anesthetic stimuli, psychological stress from negative emotions is a primary factor contributing to perioperative sleep disorders. The psychological burden of illness and changes in the hospital environment can induce anxiety and other negative emotions, enhancing neural conduction in the limbic system (e.g., locus coeruleus, amygdala, hippocampus) and altering neurotransmitter levels, leading to SD. Timely psychological counseling can effectively reduce the incidence of SD.
5.2. Environmental Factors
Noise and lighting are common environmental factors contributing to SD. A study of 205 hospitalized patients without a history of insomnia found that 36% (75 patients) developed new-onset insomnia by days 3-5 of hospitalization. SD was primarily caused by blood draws and vital sign checks (68%), disease-related factors (64%), and noise/lighting (23%) . The World Health Organization recommends that noise levels in hospital wards should not exceed 40 dB . However, studies show that ward noise levels often exceed 50 dB, primarily due to staff conversations, medical monitor alarms, and interactions among patients and their families .
Lighting also affects sleep quality. Prolonged exposure to inappropriate lighting can lead to reduced sleep quality and circadian rhythm disruptions. For example, nighttime light exposure negatively impacts sleep, prolonging sleep latency and reducing deep sleep duration . Even 5 Lux of light can reduce sleep quality, and the nighttime lighting in most ICUs is sufficient to suppress melatonin secretion and disrupt sleep rhythms. Some elderly patients who have previously been in the ICU explicitly refuse to return for subsequent surgeries .
5.3. Surgical Factors
5.3.1. Type of Surgery
Different types of surgery have varying impacts on sleep quality. Surgeries with greater trauma, longer duration, and hemodynamic instability tend to cause more severe and prolonged sleep disturbances. For example, lumbar spine surgery has a more significant impact on sleep compared to other orthopedic procedures A study comparing sleep quality in 76 laparoscopic surgery patients and 44 open abdominal surgery patients found that all patients experienced sleep disturbances, with major abdominal surgeries having a more pronounced effect .
5.3.2. Postoperative Pain
Pain and SD can influence each other. Studies have shown that postoperative pain in orthopedic and general surgery patients leads to difficulty falling asleep, reduced sleep duration, and decreased sleep quality. Conversely, SD could exacerbate pain perception, leading to fear and anxiety, which further disrupt sleep .
5.4. Anesthetic Factors
The American Society of Anesthesiologists defines general anesthesia as a drug-induced reversible loss of consciousness, during which patients cannot be awakened even by painful stimuli. General anesthesia and sleep share similarities, such as temporary loss of consciousness and reduced responsiveness to external stimuli. However, studies show that the brainwave patterns and neural circuits during anesthesia differ from those during physiological sleep .
Most studies suggest that intraoperative use of dexmedetomidine significantly improves sleep quality on the first postoperative day and reduces the incidence of perioperative SD in elderly patients . However, general anesthesia combined with surgery primarily has negative effects on sleep. General anesthetics can alter sleep architecture, disrupt circadian rhythms, and affect sleep-wake regulation .
5.4.1. Sevoflurane
A study at Shengjing Hospital randomized 74 patients undergoing laparoscopic surgery under general anesthesia into propofol and sevoflurane groups. Sleep quality was assessed using a sleep monitor the night before surgery, the first night after surgery, and the third night after surgery . Compared to preoperative levels, all patients had lower sleep efficiency and reduced stable and unstable sleep on the first and third postoperative nights. The sevoflurane group showed an increased proportion of REM sleep and a higher incidence of dreaming compared to the propofol group.
5.4.2. Propofol
A study involving 15 non-obese subjects (4 controls and 11 OSA patients) underwent polysomnography twice daily (with and without propofol) . Propofol significantly altered sleep architecture, increasing NREM-N3 sleep and eliminating REM sleep during sedation. The effects of propofol on sleep may be related to its impact on the locus coeruleus-norepinephrine system.
5.4.3. Penehyclidine Hydrochloride
This is a commonly used preoperative medication for general anesthesia. A study of patients aged 65-80 undergoing total knee replacement under total intravenous anesthesia randomized them into a penehyclidine group (P group) and a control group (C group), with 30 patients in each group. The P group received 1 mg of penehyclidine intramuscularly 30 minutes before surgery, while the C group received 1 ml of saline. Sleep quality on the first postoperative night was assessed using BIS monitoring .
6. Consequences of Perioperative Sleep Disorders
6.1. Impact on Cognitive Function
6.1.1. Perioperative SD Could Lead to Postoperative Cognitive Dysfunction (POCD)
POCD is closely related to perioperative SD and is characterized by declines in language ability, memory, attention, and learning. Studies show that 36% of elderly cardiac surgery patients develop POCD six weeks post-surgery, with 24% still affected at six months. Among elderly non-cardiac surgery patients, 26% develop POCD seven days post-surgery, with 10% still affected at three months .
6.1.2. Perioperative SD Could Increase Postoperative Fatigue
Postoperative fatigue is a subjective sensation that can persist for up to one week, with some patients experiencing significant fatigue even one-year post-surgery. SD activates multiple inflammatory pathways, exacerbating neuroinflammation and neuronal damage through TNF-α and IL-6, impairing cognitive function. Additionally, sleep and cognitive function share overlapping regulatory pathways. For example, the suprachiasmatic nucleus regulates sleep through the cholinergic, serotonin, and GABA systems, which also influence behavior and cognition. Sleep disorders increase serotonin levels in the limbic system, affecting memory and learning, and induce hippocampal neuroinflammation, leading to impaired neural circuits, abnormal protein and gene expression, and cognitive decline . Sleep is essential for alleviating fatigue .
6.1.3. The Brain's Metabolic Waste Clearance Relies on the Glymphatic System, Which Is Composed of Astrocytes
SD could impair the glymphatic system's function, leading to the accumulation of toxic metabolites such as amyloid beta (Aβ), which is associated with Alzheimer's Disease (AD).
6.1.4. Alzheimer's Disease (AD)
Early subclinical manifestations of AD include shortened sleep duration and reduced REM sleep. Sleep disorders are positively correlated with the progression of dementia. Studies using polysomnography and cerebrospinal fluid (CSF) analysis have shown that sleep deprivation prevents the normal decline in Aβ42 levels during sleep. Normally, Aβ42 levels decrease by 6% during sleep, but sleep deprivation eliminates this decline . The difference in Aβ42 levels between normal sleep and sleep-deprived groups was 75.8 pg/mL. Aβ levels rise during wakefulness and decline during sleep, with sleep facilitating its clearance. Sleep disorders impair Aβ clearance, leading to increased Aβ deposition in the brain, progressive declines in learning and memory, and ultimately the development of clinical AD. Sleep disorders are a precursor or early clinical manifestation of AD, exacerbating cognitive dysfunction and accelerating disease progression .
6.2. Impact on Postoperative Pain
SD and pain interact bidirectionally. Pain prolongs sleep latency, reduces total sleep time, and causes sleep deprivation, while sleep disorders lower pain thresholds, leading to hyperalgesia . This can exacerbate pain and contribute to the transition from acute to chronic pain. Chronic pain activates microglia, releasing inflammatory factors that induce hippocampal neuron apoptosis, resulting in memory decline and depression. Therefore, it is essential to use appropriate analgesic medications, manage pain effectively, and address psychological factors to ensure adequate perioperative sleep.
6.3. Impact on Other Systems
6.3.1. Brain-Gut Axis
SD prolongs the time to first flatus, bowel sounds, and defecation in abdominal surgery patients. Sleep disturbances induce stress responses, increasing plasma levels of motilin and somatostatin, which impair gastrointestinal motility and digestive secretion. Conversely, gastrointestinal dysfunction can exacerbate anxiety and depression, creating a vicious cycle of sleep disturbances.
6.3.2. Cardiovascular System
SD could elevate blood pressure and accelerate atherosclerosis. Sleep disturbances reduce melatonin secretion and increase cortisol and catecholamine levels, leading to hypertension and systemic inflammation. This inflammatory response accelerates atherosclerosis, increasing the risk of myocardial infarction and sudden cardiac death.
7. Prevention and Management of Perioperative Sleep Disorders
7.1. Psychological Interventions and Environmental Modifications
Providing preoperative education, psychological counseling, postoperative rehabilitation guidance, and health education can reduce the incidence of perioperative sleep disorders . A study on cardiac surgery patients explored the effects of music therapy on early postoperative pain, anxiety, and sleep quality in patients undergoing mechanical mitral valve replacement . Music therapy can alleviate anxiety and stress.
7.2. Optimizing Ward Environment
Reducing noise and light exposure in hospital wards can improve sleep quality. The use of earplugs and eye masks can minimize nighttime disturbances and enhance sleep .
7.3. Postoperative Pain Management
Pain is a primary cause of postoperative sleep disturbances. Individualized pain management is crucial for ensuring postoperative sleep quality. While opioids are widely used for postoperative analgesia, their side effects necessitate minimizing their use. Nonsteroidal anti-inflammatory drugs (NSAIDs) are increasingly recognized for their efficacy in pain management with fewer side effects . For patients with severe pain, repeated dosing may interrupt sleep, highlighting the importance of multimodal analgesia. For example, continuous lumbar plexus blocks are recommended for elderly patients undergoing hip replacement .
7.4. Pharmacological Interventions
7.4.1. Propofol
Propofol can improve autonomic imbalance caused by sleep disorders. It reduces GABA release, producing sedative, hypnotic, and anesthetic effects, and inhibits excitatory glutamate receptor-mediated neurotransmission, alleviating sleep debt in insomnia patients .
7.4.2. Dexmedetomidine
Dexmedetomidine prolongs sleep duration, improves sleep quality, and reduces the incidence of postoperative cognitive dysfunction. A study of 76 elderly non-cardiac surgery patients in the ICU found that dexmedetomidine infusion (0.1 μg/kg/h for 15 hours) increased N2 sleep from 15.8% to 43.5%, prolonged total sleep time, and reduced N1 sleep .
7.4.3. Isoflurane
Studies in rats have shown that isoflurane, combined with dexmedetomidine, enhances glymphatic transport efficiency, which is crucial for clearing metabolic waste from the brain .
7.4.4. Other Treatments
Stellate ganglion block (SGB) inhibits sympathetic activity and has been shown to improve postoperative sleep disorders .
8. Conclusion and Future Directions
Perioperative sleep disorders are prevalent among surgical patients and increase the risk of POCD, particularly in elderly patients. The neuropathological changes associated with perioperative SD reduced brain-derived neurotrophic factor, highlight the importance of early screening and intervention. Understanding the mechanisms and influencing factors of perioperative sleep disorders is essential for developing individualized treatment strategies, reducing perioperative SD, and minimizing the risk of postoperative cognitive dysfunction, ultimately promoting faster recovery.
Abbreviations

SD

Sleep Disorders

ERAS

The Enhanced Recovery After Surgery

REM

Rapid Eye Movement

NREM

Non-Rapid Eye Movement

PSQI

Pittsburgh Sleep Quality Index

PSG

Polysomnography

CSF

Cerebrospinal Fluid

POCD

Postoperative Cognitive Dysfunction

Amyloid Beta

AD

Alzheimer's Disease

NSAIDs

Nonsteroidal Anti-inflammatory Drugs

Author Contributions
Chulei Ji: Conceptualization, Writing – original draft, Writing – review & editing
Na Liu: Formal Analysis, Resources
Conflicts of Interest
The authors declare no conflicts of interest.
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    Ji, C., Liu, N. (2025). Research Progress of Perioperative Sleep Disorders in Patients Undergoing Surgery. American Journal of Nursing Science, 14(1), 15-21. https://doi.org/10.11648/j.ajns.20251401.13

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    Ji, C.; Liu, N. Research Progress of Perioperative Sleep Disorders in Patients Undergoing Surgery. Am. J. Nurs. Sci. 2025, 14(1), 15-21. doi: 10.11648/j.ajns.20251401.13

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    Ji C, Liu N. Research Progress of Perioperative Sleep Disorders in Patients Undergoing Surgery. Am J Nurs Sci. 2025;14(1):15-21. doi: 10.11648/j.ajns.20251401.13

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  • @article{10.11648/j.ajns.20251401.13,
      author = {Chulei Ji and Na Liu},
      title = {Research Progress of Perioperative Sleep Disorders in Patients Undergoing Surgery
    },
      journal = {American Journal of Nursing Science},
      volume = {14},
      number = {1},
      pages = {15-21},
      doi = {10.11648/j.ajns.20251401.13},
      url = {https://doi.org/10.11648/j.ajns.20251401.13},
      eprint = {https://article.sciencepublishinggroup.com/pdf/10.11648.j.ajns.20251401.13},
      abstract = {Perioperative sleep disturbances in surgical patients represent a significant yet often overlooked clinical issue that can profoundly impact postoperative recovery and overall outcomes. Perioperative sleep disorders are common complications in surgical patients, with an incidence rate of up to 50%, significantly impacting postoperative recovery and overall health. These disorders manifest as reduced sleep duration, sleep fragmentation, circadian rhythm disturbances, and pain, peaking in severity on the first postoperative day and persisting in some patients for up to 15 days. Sleep disorders not only increase the risk of postoperative cognitive dysfunction (POCD) but are also closely associated with postoperative fatigue, pain, and dysfunction in the cardiovascular and gastrointestinal systems. The mechanisms involve both physiological and psychological factors, such as surgical stress, inflammatory responses, anxiety, and pain. Assessment tools include the Pittsburgh Sleep Quality Index (PSQI) and polysomnography (PSG). Influencing factors encompass patient age, gender, psychological state, environmental noise and lighting, type of surgery, and anesthetic agents. Prevention and management strategies include psychological interventions, environmental optimization, postoperative analgesia, and pharmacological treatments (e.g., dexmedetomidine, propofol). This comprehensive review delves into the prevalence, underlying mechanisms, risk factors, and potential interventions for sleep disorders during the perioperative period. By synthesizing current evidence, this review underscores the need for heightened awareness and proactive management of perioperative sleep disturbances to enhance patient recovery and surgical outcomes. Future research directions are also discussed, aiming to reducing the risk of POCD and promoting rapid recovery in patients.
    },
     year = {2025}
    }
    

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    AB  - Perioperative sleep disturbances in surgical patients represent a significant yet often overlooked clinical issue that can profoundly impact postoperative recovery and overall outcomes. Perioperative sleep disorders are common complications in surgical patients, with an incidence rate of up to 50%, significantly impacting postoperative recovery and overall health. These disorders manifest as reduced sleep duration, sleep fragmentation, circadian rhythm disturbances, and pain, peaking in severity on the first postoperative day and persisting in some patients for up to 15 days. Sleep disorders not only increase the risk of postoperative cognitive dysfunction (POCD) but are also closely associated with postoperative fatigue, pain, and dysfunction in the cardiovascular and gastrointestinal systems. The mechanisms involve both physiological and psychological factors, such as surgical stress, inflammatory responses, anxiety, and pain. Assessment tools include the Pittsburgh Sleep Quality Index (PSQI) and polysomnography (PSG). Influencing factors encompass patient age, gender, psychological state, environmental noise and lighting, type of surgery, and anesthetic agents. Prevention and management strategies include psychological interventions, environmental optimization, postoperative analgesia, and pharmacological treatments (e.g., dexmedetomidine, propofol). This comprehensive review delves into the prevalence, underlying mechanisms, risk factors, and potential interventions for sleep disorders during the perioperative period. By synthesizing current evidence, this review underscores the need for heightened awareness and proactive management of perioperative sleep disturbances to enhance patient recovery and surgical outcomes. Future research directions are also discussed, aiming to reducing the risk of POCD and promoting rapid recovery in patients.
    
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